asic

ASIC calls for finance firms using offshore service providers to strengthen governance

ASIC calls for finance firms using offshore service providers to strengthen governance

After pair of companies hit with enforcement action earlier in the year.
Jason Pollock Oct 10 2025, 2:04PM Finance
ASIC sues financial services firm Fortnum, alleging inadequate cybersecurity measures

ASIC sues financial services firm Fortnum, alleging inadequate cybersecurity measures

Phishing attacks and a data breach are alleged.
Jason Pollock , Staff Writer Jul 24 2025, 4:00AM Security
More SMBs embrace restructuring scheme to avoid liquidation

More SMBs embrace restructuring scheme to avoid liquidation

Around 93 per cent that completed restructuring remained registered as active entities.
Juha Saarinen Jul 1 2025, 3:14PM Training & Development
Investment firm FIIG Securities sued by ASIC over allegedly inadequate cybersecurity measures

Investment firm FIIG Securities sued by ASIC over allegedly inadequate cybersecurity measures

Regulator seeking declarations of contraventions, civil penalties and compliance orders.
Jason Pollock Mar 13 2025, 12:42PM Security
ASIC sues ASX over 'misleading' software upgrade statements

ASIC sues ASX over 'misleading' software upgrade statements

Accuses the sharemarket operator of undermining financial market integrity and investor confidence.
Byron Kaye Aug 15 2024, 7:03AM Strategy
Paypal Australia taken to court over alleged unfair SMB contracts

Paypal Australia taken to court over alleged unfair SMB contracts

ASIC takes aim at fee error policy.
Staff Writer Sep 8 2023, 10:35AM Finance
ASIC to conduct "one of the largest" surveys of Australia’s cyber resilience

ASIC to conduct "one of the largest" surveys of Australia’s cyber resilience

Will assess corporate and financial markets.
Staff Writer Jun 15 2023, 2:27PM Security
ASIC begins investigation of ASX over clearing system replacement

ASIC begins investigation of ASX over clearing system replacement

Watchdog steps in after bourse blockchain fiasco.
Staff Writers Mar 29 2023, 12:15PM Finance
Aussie software firm Nuix taken to court over disclosures

Aussie software firm Nuix taken to court over disclosures

ASIC alleges company of misleading or deceptive conduct.
Nico Arboleda Sep 29 2022, 1:11PM Software
ASIC bans software consulting firm boss

ASIC bans software consulting firm boss

For failing to submit adequate information to liquidators.
Jeremy Nadel Aug 22 2022, 6:20PM Software
Accenture to review why ASX can’t replace CHESS software

Accenture to review why ASX can’t replace CHESS software

New blockchain-based system won't go live for another 18 months.
Jeremy Nadel Aug 4 2022, 11:49AM Finance
ASIC bans collapsed software company boss

ASIC bans collapsed software company boss

James Sackl banned from managing corporations until 2025.
Jeremy Nadel May 24 2022, 7:24AM Services
Director of collapsed Brisbane MSP banned from running businesses

Director of collapsed Brisbane MSP banned from running businesses

Company went into liquidation in 2015.
Nico Arboleda May 23 2022, 3:36PM Services
ASIC v RI Advice ruling sets new precedent for cybersecurity accountability

ASIC v RI Advice ruling sets new precedent for cybersecurity accountability

Federal court founded RI Advice breached obligations.
VB Templeman May 12 2022, 10:46AM Security
Court orders investment firm to engage MSSP

Court orders investment firm to engage MSSP

And pay ASIC $750,000 following multiple preventible security breaches.
Jeremy Nadel May 5 2022, 6:34PM Security
ASIC completes part of probe into Nuix IPO

ASIC completes part of probe into Nuix IPO

Will take no further action against the software maker.
Staff Writer Feb 10 2022, 1:20PM Software
SMB, enterprise cybersecurity gap closing: ASIC

SMB, enterprise cybersecurity gap closing: ASIC

Increased risk awareness and regulation are driving change, two cyber specialists say.
Ben Moore Dec 7 2021, 2:56PM Security
Telco stores operator sentenced to five years in prison

Telco stores operator sentenced to five years in prison

Richard Ludwig pleaded guilty to money laundering last month.
Nico Arboleda Dec 3 2021, 3:38PM Telco
Uniti addresses director's insider trading charge

Uniti addresses director's insider trading charge

Vaughan Bowen charged by ASIC over Vocus stock sale in 2019.
Nico Arboleda Sep 15 2021, 11:33AM Telco
Konica Minolta Australia failed to lodge financial reports

Konica Minolta Australia failed to lodge financial reports

ASIC found no reports were lodged from 2017 to 2019.
Nico Arboleda Aug 3 2021, 12:32PM Services

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